Archive for March 2009
What is a lisc Ins agent able to disscuss regarding investments ?
fred6636 asked:
This for comparison sake of the pros and consof different investments compared to say indexed or fixed annuities.
In the office or in a seminar… and be in compliance with NASD rules-tho they do not regulate ins agents not NASD lisc?
Can you disscuss generalities ie assett allocation and risk without giving specific investment advice on say funds etc? Fees-can you mention ??
Again: compliance for agents with state Ins lic only without NASD lisc…the dos and donts to stay kosher!
This for comparison sake of the pros and consof different investments compared to say indexed or fixed annuities.
In the office or in a seminar… and be in compliance with NASD rules-tho they do not regulate ins agents not NASD lisc?
Can you disscuss generalities ie assett allocation and risk without giving specific investment advice on say funds etc? Fees-can you mention ??
Again: compliance for agents with state Ins lic only without NASD lisc…the dos and donts to stay kosher!
How do I buy Savings Certificates, bonds, treasury bills, Cds, or other such investments in Euros online?
A D asked:
I am a US person with a social security number but currently do not reside in either the US or Europe? Is there a way to do this online, or via mail correspondence? I have a Paypal account which I could convert the dollar balance to Euros but Paypal charges me a lot for it and the balance does not earn any interest. If some one could help me out with this, I would really appreciate it.
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I am a US person with a social security number but currently do not reside in either the US or Europe? Is there a way to do this online, or via mail correspondence? I have a Paypal account which I could convert the dollar balance to Euros but Paypal charges me a lot for it and the balance does not earn any interest. If some one could help me out with this, I would really appreciate it.
June 2009




